Smart RIA is a comprehensive compliance management platform tailored for Registered Investment Advisors (RIAs). It streamlines compliance tasks, regulatory tracking, and audit readiness with its proprietary Advisor Alert technology. The platform is fully customizable and easy to use, offering efficient solutions to save time, enhance organization, and ensure regulatory adherence. Its robust support ensures clients maximize functionality and maintain compliance effortlessly.
Smart RIA is an all-in-one compliance management tool tailored for Registered Investment Advisors (RIAs). Its key features include Advisor Alert technology, customizable compliance calendars, regulatory tracking, and document management, making it ideal for compliance officers in financial services. Pros include ease of use, strong customer support, and cost-effectiveness with volume pricing for larger firms. Unlike alternatives like FactSet or Nitrogen, Smart RIA excels in customization and centralized functionality but lacks seamless CRM integrations like task syncing. Customer support is highly responsive, making it a reliable choice for RIAs aiming for audit readiness at a reasonable cost.